Paper A v3.6: codex round-5 quick-wins cleanup (Minor Revision)
Codex gpt-5.4 round-5 (codex_review_gpt54_v3_5.md) verdict was Minor Revision - all v3.4 round-4 PARTIAL/UNFIXED items now confirmed RESOLVED, including line-by-line recomputation of Table XI z/p matching the manuscript values. This commit cleans the remaining quick-win items: Table IX numerical sync to Script 24 authoritative values - Five count corrections: cos>0.837 (60,405->60,408), cos>0.945 (57,131/94.52% -> 56,836/94.02%, was 295 sigs / 0.50 pp off), cos>0.973 (48,910/80.91% -> 48,028/79.45%, was 882 sigs / 1.46 pp off), cos>0.95 (55,916->55,922), dh<=8 (57,521->57,527), dh<=15 (60,345->60,348), dual (54,373->54,370). - Threshold label cos>0.941 -> cos>0.9407 (use exact calib-fold P5 rather than rounded value). - "dHash_indep <= 5 (calib-fold median-adjacent)" relabeled to "(whole-sample upper-tail of mode)" to match what III-L explains. - Added "(operational dual)" / "(style-consistency boundary)" labels for unambiguous mapping into III-L category definitions. - Removed circularity-language footnote inside the table comment. Circularity overclaim removed paper-wide - Methodology III-K (Section 3 anchor): "we break the resulting circularity" -> "we make the within-Firm-A sampling variance visible". - Results IV-G.2 subsection title: "(breaks calibration-validation circularity)" -> "(within-Firm-A sampling variance disclosure)". - Combined with the v3.5 Abstract / Conclusion edits, no surviving use of circular* anywhere in the paper. export_v3.py title page now single-anonymized - Removed "[Authors removed for double-blind review]" placeholder (IEEE Access uses single-anonymized review). - Replaced with explicit "[AUTHOR NAMES - fill in before submission]" + affiliation placeholder so the requirement is unmissable. - Subtitle now reads "single-anonymized review". III-G stale "cosine-conditional dHash" sentence removed - After the v3.5 III-L rewrite to dh_indep, the sentence at Methodology L131 referencing "cosine-conditional dHash used as a diagnostic elsewhere" no longer described any current paper usage. - Replaced with a positive statement that dh_indep is the dHash statistic used throughout the operational classifier and all reported capture-rate analyses. Abstract trimmed 247 -> 242 words for IEEE 250-word safety margin - "an end-to-end pipeline" -> "a pipeline"; "Unlike signature forgery" -> "Unlike forgery"; "we report" passive recast; small conjunction trims. Outstanding items deferred (require user decision / larger scope): - BD/McCrary either substantiate (Z/p table + bin-width robustness) or demote to supplementary diagnostic. - Visual-inspection protocol disclosure (sample size, rater count, blinding, adjudication rule). - Reproducibility appendix (VLM prompt, HSV thresholds, seeds, EM init / stopping / boundary handling). Co-Authored-By: Claude Opus 4.7 (1M context) <noreply@anthropic.com>
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@@ -128,8 +128,8 @@ The intra-report consistency analysis in Section IV-H.3 is a related but distinc
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A direct empirical check of the within-auditor-year assumption at the same-CPA level would require labeling multiple reports of the same CPA in the same year and is left to future work; in this paper we maintain the assumption as an identification convention motivated by industry practice and bounded by the worst-case aggregation rule of Section III-L.
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For accountant-level analysis we additionally aggregate these per-signature statistics to the CPA level by computing the mean best-match cosine and the mean *independent minimum dHash* across all signatures of that CPA.
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The *independent minimum dHash* of a signature is defined as the minimum Hamming distance to *any* other signature of the same CPA (over the full same-CPA set), in contrast to the *cosine-conditional dHash* used as a diagnostic elsewhere, which is the dHash to the single signature selected as the cosine-nearest match.
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The independent minimum avoids conditioning on the cosine choice and is therefore the conservative structural-similarity statistic for each signature.
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The *independent minimum dHash* of a signature is defined as the minimum Hamming distance to *any* other signature of the same CPA (over the full same-CPA set).
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The independent minimum is unconditional on the cosine-nearest pair and is therefore the conservative structural-similarity statistic; it is the dHash statistic used throughout the operational classifier (Section III-L) and all reported capture-rate analyses.
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These accountant-level aggregates are the input to the mixture model described in Section III-J and to the accountant-level three-method analysis in Section III-I.5.
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## H. Calibration Reference: Firm A as a Replication-Dominated Population
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@@ -235,7 +235,7 @@ Inter-CPA pairs cannot arise from reuse of a single signer's stored signature im
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This anchor is substantially larger than a simple low-similarity-same-CPA negative and yields tight Wilson 95% confidence intervals on FAR at each candidate threshold.
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3. **Firm A anchor (replication-dominated prior positive):** Firm A signatures, treated as a majority-positive reference whose left tail contains a minority of hand-signers, as directly evidenced by the 32/171 middle-band share in the accountant-level mixture (Section III-H).
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Because Firm A is both used for empirical percentile calibration in Section III-H and as a validation anchor, we break the resulting circularity by splitting Firm A CPAs randomly (at the CPA level, not the signature level) into a 70% *calibration* fold and a 30% *heldout* fold.
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Because Firm A is both used for empirical percentile calibration in Section III-H and as a validation anchor, we make the within-Firm-A sampling variance visible by splitting Firm A CPAs randomly (at the CPA level, not the signature level) into a 70% *calibration* fold and a 30% *heldout* fold.
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Median, 1st percentile, and 95th percentile of signature-level cosine/dHash distributions are derived from the calibration fold only.
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The heldout fold is used exclusively to report post-hoc capture rates with Wilson 95% confidence intervals.
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